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Cowen Latitude
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From (mm/dd/yyyy)
To (mm/dd/yyyy)
Client
Transaction
Role
Industry
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Initial Public Offering
Follow-on Offering
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M&A
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Technology
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Health Care
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Aerospace & Defense
Other
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Alternative Energy
Financial Institutions Group
Date
Client
Transaction
Role
Amt (MM)
Apr 2010
STR Holdings, Inc.
Follow-on Offering
Co-Mgr
131.3 USD
Nov 2009
STR Holdings Inc
Initial Public Offering
Co-Mgr
123.0 USD
Oct 2009
China Integrated Energy
Follow-on Offering
Co-Mgr
33.1 USD
Oct 2009
China BAK Battery
Registered Direct
Exclusive Agent
20.6 USD
Oct 2009
Ascent Solar Technologies
Registered Direct
Co-Mgr
30.0 USD
Mar 2009
Akeena Solar
PIPE
Sole Agent
2.0 USD
Jul 2008
EnerDel, Inc.
M&A:Sale of interest in the company.
Fairness Opinion
Undisclosed
May 2008
Ascent Solar
Follow-on Offering
Co-Mgr
61.2 USD
Apr 2008
LDK Solar
Convertible
Lead-Mgr
400.0 USD
Dec 2007
Comverge
Follow-on Offering
Co-Mgr
133.4 USD
Nov 2007
Akeena Solar
PIPE
Sole Agent
26.1 USD
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