Cowen and Company, LLC

Investment Banking

Recent Initial Public Offerings


\| Follow-on Offerings \| Convertible Offerings \|

From (mm/dd/yyyy)	To (mm/dd/yyyy)	Client

Transaction	Role	Industry

Date

Client

Role

Industry

Amt (MM)

Jun 2010

HiSoft Technology International Ltd

Co-Mgr

Technology

74.0 USD

Jun 2010

Fabrinet (FN)

Co-Mgr

Technology

85.0 USD

Jun 2010

China New Borun Corp

Co-Mgr

Consumer

40.1 USD

Apr 2010

Alimera Sciences, Inc.

Co-Mgr

Health Care

72.1 USD

Mar 2010

Meru Networks, Inc.

Co-Mgr

Technology

65.8 USD

Mar 2010

Financial Engines, Inc.

Co-Mgr

Financial Institutions Group

127.2 USD

Mar 2010

Anthera Pharmaceuticals, Inc.

Co-Mgr

Health Care

46.2 USD

Nov 2009

Global Defense Technology & Systems

Books

Aerospace & Defense

60.0 USD

Nov 2009

STR Holdings Inc

Co-Mgr

Alternative Energy

123.0 USD

Aug 2008

Rackspace

Co-Mgr

Telecommunications

187.5 USD

Jun 2008

RHI Entertainment

Co-Mgr

Technology

189.0 USD

Mar 2008

Visa

Co-Mgr

Technology

19,650.4 USD

Feb 2008

MAKO Surgical

Co-Mgr

Health Care

51.0 USD

Nov 2007

EnteroMedics

Co-Lead

Health Care

40.0 USD

Nov 2007

SoundBite Communications

Books

Technology

41.6 USD

Oct 2007

012 Smile.Communications

Co-Lead

Technology

80.1 USD

Oct 2007

Genoptix

Co-Mgr

Health Care

97.8 USD

Oct 2007

Ulta Salon, Cosmetics & Fragrance

Co-Mgr

Consumer

176.8 USD

Oct 2007

TranS1

Co-Mgr

Health Care

94.9 USD

Oct 2007

Targanta Therapeutics

Co-Mgr

Health Care

57.5 USD

Oct 2007

Constant Contact

Co-Mgr

Technology

123.3 USD